Subscription Agreement

Section 1: PARTICULARS OF THE SUBSCRIBER

1: Subscriber Particulars

Natural PersonEntity

Class*

Title
MrMrsMissMdm

Name*

Address*

Correspondence Name

Correspondence Address

Telephone*

Fax

Email*

Entity

Nationality/Place of Incorporation*

Date of Birth/Date of Incorporation*

I.D./Passport Number/Registration Number*

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Requested Commitment Amount (AUD)*

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Investment (AUD)*

Subscription Fee 1% (AUD)*

Fund to transfer*

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2: Subscriber's Bank Account Details

Beneficiary Bank Name*

Beneficiary Bank Address*

Beneficiary Swift Code or ABA Code, (as appropriate)*

Beneficiary IBAN Number (if applicable)

Beneficiary Bank Account Name (should be the same as the Subscriber’s name above)*

Beneficiary Bank Account Number*

Correspondent Bank Name (if applicable)

Correspondent Bank Address (if applicable):

Correspondent Swift Code or ABA code (if applicable)

Correspondent Bank Account name (if applicable):

Correspondent Bank Account number (if applicable)

3: Source of Wealth

Source of Funds*

Employment Income
Occupation

Name of employer

Business Profits
Nature of the business

Name of company

Savings or Investment Income
Nature and name of investment

Business Profits
Nature of assets

Sale amount

Retirement or Pension Income

Trust/Inheritance

Others
Please specify

4: Authorized Persons

Name 1

Signature 1

Name 2

Signature 2

Name 3

Signature 3

5: Politically Exposed Persons

The Subscriber is not "politically exposed person", or a family member or close associate of a "politically exposed person"*
YesNo

6: Subscription for Own Account

The Subscriber is and will be holding any Shares to which it becomes entitled pursuant to this Subscription Agreement for itself beneficially*
YesNo

Section 2: SINGAPORE ACCREDITED AND INSTITUTIONAL INVESTOR INFORMATION

FOR ACCREDITED INVESTORS:

The Subscriber represents and warrants that it is an "accredited investor" (a "Singapore Accredited Investor") that is:

(i) an individual:
(a) whose net personal assets1 exceed in value S$2 million (or its equivalent in a foreign currency);
(b) whose financial assets (net of any related liabilities) exceed in value S$1 million (or its equivalent in a foreign currency), where “financial asset” means: (I) a deposit as defined in section 4B of the Banking Act 1970 of Singapore (the “Banking Act”), (II) an investment product as defined in section 2(1) of the Financial Advisers Act (the “Financial Advisers Act”), or (III) any other asset as may be prescribed by regulations made under section 341 of the SFA;
(c) whose income in the preceding 12 months is not less than S$300,000 (or its equivalent in a foreign currency);

(ii) corporation with net assets exceeding S$10 million in value (or its equivalent in a foreign currency) as determined by the most recent audited balance-sheet of the corporation or where the corporation is not required to prepare audited accounts regularly, a balance-sheet of the corporation certified by the corporation as giving a true and fair view of the state of affairs of the corporation as of the date of the balance-sheet, which date shall be within the preceding 12 months

(iii) a trustee of a trust (including a bare trust) of which:
(a) all the beneficiaries of which are accredited investors within the meaning of section 4A(1)(a)(i), (ii) or (iv) of the SFA;
(b) all the settlors of which are accredited investors within the meaning of section 4A(1)(a)(i), (ii) or (iv) of the SFA, have reserved to themselves all powers of investment and asset management functions under the trust, and have reserved to themselves the power to revoke the trust; or
(c) the subject matter of which exceeds S$10 million (or its equivalent in a foreign currency) in value;

(iv) an entity (other than a corporation) with net assets exceeding S$10 million (or its equivalent in a foreign currency) in value;

(v) a partnership (other than a limited liability partnership within the meaning of the Limited Liability Partnerships Act 2005 of Singapore (the 'Limited Liability Partnerships Act') in which each partner is an accredited investor;

(vi) a corporation, the entire share capital of which is owned by one or more persons, all of whom are accredited investors; or

(vii) a person who holds a joint account with an accredited investor, in respect of dealings through that joint account

FOR INSTITUTIONAL INVESTORS:

The Subscriber represents and warrants that it is an "institutional investor" under Section 304 of the SFA that is:
(Please check all applicable items)

(i) the Government of Singapore;

(ii) a statutory board as may be prescribed by regulations made under section 341 of the SFA;

(iii) an entity that is wholly and beneficially owned, whether directly or indirectly, by a central government of a country and whose principal activity is:
(a) to manage its own funds;
(b) to manage the funds of the central government of that country (which may include the reserves of that central government and any pension or provident fund of that country); or
(c) to manage the funds (which may include the reserves of that central government and any pension or provident fund of that country) of another entity that is wholly and beneficially owned, whether directly or indirectly, by the central government of that country;

(iv) an entity that is:
(d) wholly and beneficially owned, whether directly or indirectly, by a central government of a country; and\n
(e) whose funds are managed by an entity mentioned in sub-paragraph (iii);

(v) a central bank in a jurisdiction other than Singapore;

(vi) a central government in a country other than Singapore;

(vii) an agency (of a central government in a country other than Singapore) that is incorporated or established in a country other than Singapore;

(viii) a multilateral agency, international organisation or supranational agency as may be prescribed by regulations made under section 341 of the SFA;

(ix) a bank that is licensed under the Banking Act;

(x) a merchant bank that is approved as a financial institution under section 28 of the Monetary Authority of Singapore Act 1970 of Singapore (the 'MAS Act');

(xi) a finance company that is licensed under the Finance Companies Act 1967 of Singapore (the 'Finance Companies Act');

(xii) a company or co-operative society that is licensed under the Insurance Act 1966 of Singapore to carry on insurance business in Singapore the ('Insurance Act');

(xiii) a company licensed under the Trust Companies Act 2005 of Singapore (the 'Trust Companies Act');

(xiv) a holder of a capital markets services licence;

(xv) an approved exchange;

(xvi) a recognised market operator;

(xvii) an approved clearing house;

(xviii) a recognised clearing house;

(xix) a licensed trade repository;

(xx) a licensed foreign trade repository;

(xxi) an approved holding company;

(xxii) a Depository as defined in section 81SF of the SFA;

(xxiii) an entity or a trust formed or incorporated in a jurisdiction other than Singapore, which is regulated for the carrying on of any financial activity in that jurisdiction by a public authority of that jurisdiction that exercises a function that corresponds to a regulatory function of the Monetary Authority of Singapore (the 'MAS') under the SFA, the Banking Act, the Finance Companies Act, the MAS Act, the Insurance Act, the Trust Companies Act, or such other Act as may be prescribed by regulations made under section 341 of the SFA;

(xxiv) a pension fund, or collective investment scheme, whether constituted in Singapore or elsewhere;

(xxv) a person (other than an individual) who carries on the business of dealing in bonds with accredited investors or expert investors;

(xxvi) a trustee of such trust as the MAS may prescribe, when acting in that capacity;

(xxvii) a designated market‑maker;

(xxviii) a headquarters company or Finance and Treasury Centre which carries on a class of business involving fund management, where such business has been approved as a qualifying service in relation to that headquarters company or Finance and Treasury Centre under section 43D(2)(a) or 43E(2)(a) of the Income Tax Act 1947 of Singapore;

(xxix) a person who undertakes fund management activity (whether in Singapore or elsewhere) on behalf of not more than 30 qualified investors;

(xxx) a Service Company which carries on business as an agent of a member of Lloyd’s (as defined in regulation 2 of the Insurance (Lloyd’s Asia Scheme) Regulations);

(xxxi) a corporation the entire share capital of which is owned by an institutional investor or by persons all of whom are institutional investors; or

(xxxii) a partnership (other than a limited liability partnership within the meaning of the Limited Liability Partnerships Act in which each partner is an institutional investor.

SECTION 3: INFORMATION CHECKLIST FOR THE PURPOSES OF SINGAPORE TAX EXEMPTION SCHEMES

Is the Subscriber the beneficial owner of the shares?
YesNo

If the answer above is “no”, please provide the following details:
Name of Beneficial Owner (in full)

Beneficial Owner’s Address:

PLEASE COMPLETE THE SECTION BASED ON THE BENEFICIAL OWNER’S CIRCUMSTANCES.

(A) Beneficial owner is an individual
The beneficial owner is an individual.
[Please proceed to (D) 'Declaration by Subscriber' if this box is ticked.]

(B) Beneficial owner is a corporation or other entity (except a partnership and a trust)
Please tick one of the following boxes as appropriate.
The beneficial owner is a 'designated person'.
[Please proceed to (D) 'Declaration by Subscriber' if this box is ticked.]

The beneficial owner is an approved company under section 13O of the ITA which, at all times during the basis period for the year of assessment for which the income of the Fund is exempt from tax under section 13O of the ITA beneficially owns directly, 100% of the value of issued securities of the Fund and satisfies the conditions in regulation 3(2) of the Section 13O Tax Exemption Scheme.
[Please proceed to (D) 'Declaration by Subscriber' if this box is ticked.]

The beneficial owner is an approved company under section 13U of the ITA which, at all times during the basis period for the year of assessment for which the income of the Fund is exempt from tax under section 13O of the ITA and satisfies the conditions in regulation 3(2) of the Income Tax (Exemption of Income Arising from Funds Managed by Fund Manager in Singapore) Regulations 2010.
[Please proceed to (D) 'Declaration by Subscriber' if this box is ticked.]

The above does not apply. Please reply to the items below.

1. Is the beneficial owner 'tax resident in Singapore'?
Yes - proceed to item 6No - proceed to items 2

2. Does the beneficial owner carry out substantial business activities for genuine commercial reasons and have not as its sole purpose the avoidance or reduction of tax or penalty under the ITA?
Yes - proceed to item 3No - proceed to item 6

3. Does the beneficial owner have a 'permanent establishment' in Singapore (other than a fund manager)?
Yes - proceed to item 5No - proceed to item 4

4. Does the beneficial owner carry on a business in Singapore?
Yes - proceed to item 5No - proceed to (D) 'Declaration by Subscriber'

5. Does the beneficial owner have a 'permanent establishment' (other than a fund manager) in Singapore and are the monies used to invest in the Fund from its 'permanent establishment' and/or operations in Singapore?
Yes - proceed to item 6No - proceed to (D) 'Declaration by Subscriber'

6. Does the beneficial owner have an 'associate(s)' that also beneficially owns, directly or indirectly, an interest in the Fund?
YesNo

7. If the answer to Item 5 is “yes”, please provide the following details:
Name of Associate

Effective combined percentage of ownership in the Fund together with beneficial owner

(C) Beneficial owner is a partnership or a trust
In the case where the Subscriber / beneficial owner is a partnership or a trust, please complete Sections (A) or (B) above in respect of each partner of the partnership / each beneficiary of the trust.
Please provide the information on a separate sheet if the space provided is not sufficient.

(D) Declaration by Subscriber

Signature*

Witness By*

Referral Code

Disclaimer:
By proceeding with this subscription, I confirm that I have read and accepted the full terms and conditions outlined in the subscription agreement. I acknowledge that these terms and conditions govern my use of the service and that it is my responsibility to review and understand them fully before subscribing. Any questions or concerns regarding the terms and conditions should be addressed prior to finalizing my subscription.

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Download:
Subscription Agreement
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Download:
Subscription Agreement
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I can confirm I have read and accepted the Terms and Conditions